Cosmetics Regulations and Enforcement

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Cosmetics Regulations and Enforcement by FDA

Cosmetics: Regulations and Enforcement by FDA

The regulation of cosmetics by the U.S. Food and Drug Administration (FDA) is primarily governed by the Federal Food, Drug, and Cosmetic Act (FD&C Act), the Fair Packaging and Labeling Act, and the Food and Drug Administration Amendments Act of 2007.

Under the FD&C Act, cosmetics are defined as articles intended to be rubbed, poured, sprinkled, or sprayed on, introduced into, or otherwise applied to the human body for cleansing, beautifying, promoting attractiveness, or altering the appearance. Examples of cosmetics include makeup, moisturizers, shampoos, and hair dyes.

The FDA does not pre-approve cosmetics before they are sold to consumers, but it does have the authority to take action against cosmetic products that are misbranded (i.e., their labeling is false or misleading) or adulterated (i.e., they contain harmful or prohibited ingredients).

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Cosmetic manufacturers are responsible for ensuring that their products are safe for consumers to use and that they comply with all applicable labeling requirements. The FDA recommends that manufacturers follow good manufacturing practices (GMPs) to ensure the quality of their products.

In addition, the FDA maintains a voluntary reporting program called the Voluntary Cosmetic Registration Program (VCRP), which allows cosmetic manufacturers to provide the agency with information about their products and ingredients.

Cosmetic products and ingredients, other than color additives, do not need the approval of the U.S. Food and Drug Administration (FDA) before they go on the market in the U.S. Also, companies and individuals importing products considered to be solely cosmetics are not required to register with FDA, and a registration number is not required for importing cosmetics into this country.

However, FDA can pursue enforcement action against products on the market that are not in compliance with the law, or against firms or individuals who violate the law. FDA can and does inspect cosmetic manufacturing facilities to assure cosmetic product safety and determine whether cosmetics are adulterated or misbranded. 

In-Depth Coverage: Cosmetics Import Requirements

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Although the U.S. Federal Food, Drug, and Cosmetic Act (FD&C Act) does not subject cosmetics to premarket approval, the FDA does collect samples for examination and analysis as part of cosmetic facility inspections, import inspections, and follow-up to complaints of adverse events associated with their use. FDA may also conduct research on cosmetic products and ingredients to address safety concerns.

In general, except for color additives and those ingredients that are prohibited or restricted by regulation, a manufacturer may use any ingredient in the formulation of a cosmetic, provided that the ingredient and the finished cosmetic are safe under labeled or customary conditions of use, the product is properly labeled, and the use of the ingredient does not otherwise cause the cosmetic to be adulterated or misbranded under the laws that FDA enforces.

Companies and individuals who manufacture or market cosmetics have a legal responsibility for the safety and labeling of their products. In general, all imported cosmetics must comply with the same laws and regulations that apply to those produced domestically.

Overall, the FDA's regulation of cosmetics aims to protect consumers from unsafe or improperly labeled products, while allowing manufacturers to continue to innovate and develop new products.

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Adulterations and Misbranded Cosmetics

The FD&C Act prohibits the adulteration or misbranding of cosmetics, and the introduction, receipt, and delivery of adulterated or misbranded cosmetics including imported cosmetic products into the US. If a cosmetic that is introduced into, in, or held for sale after shipment in the U.S. is found to be adulterated or misbranded, FDA may take enforcement actions, such as seeking an injunction (which could prevent a company from making or distributing the violative product), seizing the violative product, or seeking criminal penalties. Additionally, the FDA has the authority to prevent imports of violative cosmetic products from entering the United States.

FDA’s authority to regulate cosmetics also includes the authority to conduct inspections of cosmetic establishments, without notifying the establishments in advance, as long as the inspections occur “at reasonable times and within reasonable limits and in a reasonable manner.” FDA conducts inspections to assure product safety and to evaluate cosmetic products for potential adulteration or misbranding violations.

The agency may decide to inspect a facility based on consumer or industry complaints, the establishment’s compliance history, or FDA surveillance initiatives. The agency may collect samples for examination and analysis during plant and import inspections, and follow up on complaints of adverse events alleged to be caused by a given cosmetic product. The agency does not have a required schedule for inspecting cosmetic facilities.

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Cosmetics Adulteration

A cosmetic is deemed adulterated—and potentially may be subject to FDA enforcement action if it:

  • “bears or contains any poisonous or deleterious substance which may render it injurious to users under the conditions of use prescribed in the labeling”;
  • consists of “any filthy, putrid, or decomposed substance”;
  • was “prepared, packed, or held under insanitary conditions whereby it may have become contaminated” or “rendered injurious to health”;
  • is in a container composed of “any poisonous or deleterious substance which may render the contents injurious to health”; or
  • contains an unsafe color additive, except for hair dyes.

FDA has issued rules restricting the use of some ingredients in cosmetic products, such as those that it has determined are poisonous or deleterious, which would cause the cosmetic to be adulterated.

One example of an adulterated cosmetic is the use of henna for a temporary skin decoration known as mehndi. While the color additive used in these products is approved for hair dye, it is not permitted for skin contact. Therefore, under FDA regulations, the use of the dye product in mehndi makes the product “adulterated.”

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Misbranding and Mislabeling Claims

Cosmetic products that are defined as consumer commodities by the Fair Packaging and Labeling Act (FPLA) and that do not comply with the FPLA requirements are considered misbranded under the FD&C Act.

Consumer commodity (retail) cosmetic products subject to FPLA are required to bear a label with the identity of the product and the name and place of business of the manufacturer, packer, or distributor, as well as the net quantity of contents on the label’s principal display panel.

The net quantity of contents information on a package’s label must be declared in a legible type size that is uniform for packages of about the same size.

FDA’s ingredient labeling rules, issued under the authority of the FPLA, require ingredients to be listed on cosmetic products in descending order of predominance.

Additionally, under the FD&C Act, cosmetics will be deemed to be misbranded, if  

  • the “labeling is false or misleading in any particular”;
  • the label lacks required information;
  • required labeling information is not prominently placed with conspicuousness and “in such terms as to render it likely to be read and understood by the ordinary individual under customary conditions of purchase and use”;
  • the “container is so made, formed, or filled as to be misleading”;
  • use of a color additive does not conform to packaging and labeling requirements; or
  • the packaging or labeling violates the regulations issued under the Poison

Color Additives and Cosmetics

Color additives are subject to a strict system of approval under U.S. law (FD&C Act). Except in the case of coal-tar hair dyes, failure to meet U.S. color additive requirements causes a cosmetic to be adulterated. Color additive violations are a common reason for detaining imported cosmetic products offered for entry into this country.

Confirm the status of color additives before use. There may be changes in color additive approvals and changes in the uses and restrictions that apply to a color additive. Such changes may affect colors subject to certification as well as colors exempt from certification.

When purchasing colors subject to certification, confirm that the manufacturer has requested certification. However, no matter whether a particular color is subject to certification or exempt from certification, U.S. law prohibits its use in cosmetics (or any other FDA-regulated product) unless it is approved specifically for the intended use.

For example, you may not use a color additive in the area of the eye unless the regulation for that additive specifically permits such use. Also, no color additive may be used in injections unless its listing in the regulations specifically provides for such use. This includes injection into the skin for tattooing or permanent makeup. The fact that a color additive is listed for any other use does not mean that it may be used for injections. There are no color additives listed in the regulations as approved for injections.

Read more: Color Additives and Cosmetics: Fact Sheet

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Enforcement

Consumer organizations and interested persons may submit citizen petitions to the FDA asking the agency to determine that a cosmetic is adulterated if it contains a particular deleterious substance.  If a cosmetic is deemed adulterated or misbranded, FDA may take enforcement actions. Enforcement actions may include seeking an injunction (which could prevent a company from making or distributing the violative product), seizing the violative product, or seeking criminal penalties. Additionally, a cosmetic company may be subject to a product liability lawsuit for a product that could be deemed to be adulterated, misbranded, or that lacks adequate warning statements.

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